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Disclosures

TERMS AND CONDITIONS:

The terms and conditions of use set forth below apply to each of the pages of this website (collectively, the “Website”). Please read these terms and conditions of use carefully before using this Website. By using this Website, you signify your agreement with the following terms and conditions of use without limitation or qualification. Hercules Investments, LLC (“HIL”) may at any time revise these conditions by updating this posting. You are bound by any such revisions and should therefore periodically visit this page to review the then-current terms and conditions of use to which you are bound.

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NOT AN OFFER OF ADVISORY SERVICES AND SECURITIES

This Website is limited to the dissemination of general information about the services provided by HIL. This Website and the information contained herein do not constitute and should not be construed as an offering of advisory services or an offer to sell or solicitation to buy any securities or related financial instruments in any jurisdiction in which such offer or solicitation, purchase or sale would be unlawful under the securities, insurance or other laws of such jurisdiction.

INVESTMENT INFORMATION AND RISK

It should not be assumed that past investment performance is an indication of future results. Wherever there is the potential for profit there is also the possibility of loss. There is no assurance the services/plans being promoted will lead to a successful investment result. Information throughout this site, whether stock quotes, charts, articles or any other statement or statements regarding market or other financial information, is obtained from sources which we, and our suppliers believe reliable, but we do not warrant or guarantee the timeliness or accuracy of this information. Nothing on this web site should be interpreted to state or imply that past results are an indication of future performance. Nothing communicated on this website should be interpreted to be a guarantee of a future outcome. Neither our information providers nor we shall be liable for any errors or inaccuracies, regardless of cause, or the lack of timeliness of, or for any delay or interruption in the transmission thereof to the user. THERE ARE NO WARRANTIES, EXPRESSED OR IMPLIED, AS TO ACCURACY, COMPLETENESS, OR RESULTS OBTAINED FROM ANY INFORMATION POSTED ON THIS WEBSITE.

LIMITATION OF LIABILITY

While HIL uses reasonable efforts to include accurate and up-to-date information on this Website, errors or omissions sometimes occur. HIL makes no warranties or representations as to the accuracy of this Website. Under no circumstances shall HIL or any party involved in creating, producing, or delivering the Website be liable for any direct, incidental, consequential, indirect, or punitive damages that result from the use of, or the inability to use, the materials on this Website, even if we have been advised of the possibility of such damages. Because some jurisdictions do not allow the exclusion or limitation of liability for consequential or incidental damages, in such states liability is limited to the fullest extent permitted by law. HIL also assumes no responsibility, and shall not be liable for, any damages to, or viruses that may infect, your computer equipment or other property on account of your access to, use of, or browsing in the website, or the downloading of any materials, data, text, images, video, or audio from this website. If you are dissatisfied with any portion of the site, or with any of these terms of use, your sole and exclusive remedy is to discontinue using this site. The information (including text, graphics, videos and functionality) is presented without express or implied warranties and is provided “as is.” Due to the nature of the Internet, HIL cannot guarantee the accuracy of the information contained in this Website or its suitability for any purpose. The information available on this Website is posted for informational purposes only.

RESTRICTIONS ON USE OF MATERIALS

Except as otherwise permitted by HIL, no materials from www.Hercules-Investments.com or any website owned, operated, licensed or controlled by HIL may be copied, reproduced, republished, uploaded, posted, transmitted or distributed in any way. You may download material displayed on this website for non-commercial, personal use only, provided you also retain all copyright and other proprietary notices contained on the materials. You may not distribute, modify, transmit, reuse, report or use the content of this Website for public or commercial purposes, including the text, images, audio and video, without HIL’s prior written permission.

TRADEMARKS AND COPYRIGHTS

All trademarks, service marks, trade names, logos, and icons are proprietary of HIL and other referenced third parties. Nothing contained on the Website should be construed as granting, by implication or otherwise, any license or right to use any trademark displayed on this Website without the prior written permission of HIL or such third-party that may own the trademarks displayed on this Website. Your use of the trademarks displayed on this Website, or any other content on this Website, except as provided herein, is strictly prohibited. Inquiries concerning use of HIL’s trademarks, service marks, trade names, logos, icons, copyrights or other intellectual property should be addressed to Hercules Investments, LLC., 633 W. 5th Street, Suite 6770, Los Angeles, CA 90071. Images displayed on this Website are either the property of, or used with permission by, HIL. The use of these images by you, or anyone else authorized by you, is prohibited unless specifically permitted herein. Any unauthorized use of the images may violate copyright laws, trademark laws, the laws of privacy and publicity, and communications regulations and statutes.

LINKS TO OTHER WEBSITES

This Website may contain links to other websites. HIL does not review or monitor any websites linked from or to the Site and will not be responsible for the content of any such linked website. If you decide to access the linked website, you do so at your own risk. HIL is not responsible for the information, materials or services obtained on or from such other websites and will not be liable in any respect for any damages arising from your access of such websites. Any such links are provided merely for the convenience of the users of the Website and the inclusion of the links does not imply any endorsement, representation or warranty by HIL with respect to any such website or the content or services contained through such websites. Furthermore, you agree not to link any of your websites or any third-party website to this Website without the express prior written consent of HIL. This web site is for informational purposes only and does not constitute a complete description of our investment services or performance.

GOVERNING LAW AND CONSENT TO JURISDICTION

These terms and conditions of use shall be governed by and construed in accordance with the laws of the state of California applicable to agreements made and to be performed wholly within such state. You agree that any dispute or action at law or inequity arising out of or relating to these terms and conditions of use or your use of the Site shall be commenced only in the state or federal courts located in Los Angeles County, California and you hereby consent and submit to the personal jurisdiction of such courts for the purposes of any such dispute or action.

WAIVER

No waiver by HIL of any right under or term or provision of these terms and conditions of use will be deemed a waiver of any other right, term or provision of these terms and conditions of use at that time or a waiver of that or any other right, term or provision of these terms and conditions of use at any other time. Integration and severability: If any provision of these terms and conditions of use is found to be invalid, unlawful, void or for any reason unenforceable then that provision shall be deemed severable from these terms and conditions of use and shall not affect the validity and enforceability of any remaining provisions. These terms and conditions of use represent and constitute the entire agreement between HIL and you relating the subject matter discussed herein.

TERMINATION

These terms and conditions of use are effective until terminated by HIL. However, you may terminate the terms and conditions of use at any time by destroying all information and materials obtained by you or on your behalf from the Website and all associated documentation, copies, and installations whether made under these terms or otherwise. Such termination by you will not be effective until HIL, in its sole discretion, determines that you have complied with all terms or conditions stated herein. Upon termination of these terms you must destroy all information and materials obtained by you or on your behalf from the Website and all associated documentation, copies, and installation whether made under these terms or otherwise. HIL, a registered Investment Advisor, is registered with all appropriate regulatory bodies. Currently we have clients in CA as well as other states and are registered and/or notice filed with the appropriate regulatory bodies. IMPORTANT CONSUMER INFORMATION, State of California, Department of Business Oversight 1) An investment adviser may only transact business in a particular state after licensure or satisfying qualifications requirements of that state, or only if they are excluded or exempted from the state’s investment adviser requirements, as the case may be; and 2) Follow-up individualized responses to consumers in a particular state by an investment adviser that involve either the effecting or attempting to effect transactions in securities or the rendering of personalized investment advice for compensation, as the case may be, shall not be made without first complying with the state’s investment adviser requirements, or pursuant to an applicable state exemption or exclusion. 3) For information concerning the licensure status or disciplinary history of an investment adviser, a consumer should contact his or her state securities law administrator.

IMPORTANT NOTICE

Hercules Investments, LLC is an independently owned and operated state registered investment adviser. Hercules Investments provides investment advisory services to clients or prospective clients where Hercules Investments is properly licensed or exempt for licensure and a client agreement is in place.

IN THE PRESS: NON-ENDORSEMENT OF ANY THIRD PARTY SERVICE/NAME

Listed Media and/or inclusion of media trademarks should not be interpreted as an award or ranking of any kind, and does not constitute as any recommendation or endorsement of HIL personnel, services or products.